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Taylor Lynn Curtis

Développeuse Logiciel, mitigation de la désinformation, Innovation, développement et technologies

Publications

Black-Box Access is Insufficient for Rigorous AI Audits
Stephen Casper
Carson Ezell
Charlotte Siegmann
Noam Kolt
Taylor Lynn Curtis
Benjamin Bucknall
Andreas Haupt
Kevin Wei
Jérémy Scheurer
Marius Hobbhahn
Lee Sharkey
Satyapriya Krishna
Marvin Von Hagen
Silas Alberti
Alan Chan
Qinyi Sun
Michael Gerovitch
David Bau
Max Tegmark
Dylan Hadfield-Menell
External audits of AI systems are increasingly recognized as a key mechanism for AI governance. The effectiveness of an audit, however, depe… (voir plus)nds on the degree of system access granted to auditors. Recent audits of state-of-the-art AI systems have primarily relied on black-box access, in which auditors can only query the system and observe its outputs. However, white-box access to the system's inner workings (e.g., weights, activations, gradients) allows an auditor to perform stronger attacks, more thoroughly interpret models, and conduct fine-tuning. Meanwhile, outside-the-box access to its training and deployment information (e.g., methodology, code, documentation, hyperparameters, data, deployment details, findings from internal evaluations) allows for auditors to scrutinize the development process and design more targeted evaluations. In this paper, we examine the limitations of black-box audits and the advantages of white- and outside-the-box audits. We also discuss technical, physical, and legal safeguards for performing these audits with minimal security risks. Given that different forms of access can lead to very different levels of evaluation, we conclude that (1) transparency regarding the access and methods used by auditors is necessary to properly interpret audit results, and (2) white- and outside-the-box access allow for substantially more scrutiny than black-box access alone.